This 1 hour course (1 CPT) is structured as follows: Main module 1- overview of the money laundering and terrorist financing regime in HK Quiz Set 1- need to answer 2 out of 3 questions correctly to proceed Main module 2- explains the main AML and CFT related obligations applicable to SFC licensed corporations as set out in the SFC's AML Guideline Main module 3- highlights recent AML related issues identified by the SFC Quiz Set 2- need to answer 3 out of 4 questions correctly to proceed
Sub-modules- you can choose from one of the 5 following sub-modules: (i) non-face to face client onboarding; (ii) recent SFC cases against Type 1 licensed corps on AML issues (third party payments for Type 1 licensed corps); (iii) AML issues specifically for Type 9 licensed corporations; and (iv) cross border correspondent relationships (v) virtual assets-specific risks and regulatory requirements Quiz Set 3- need to answer 2 out of 3 questions correctly to complete the course
